Unified source register

Each external destination appears once below. Blue [Rxx] markers in the manual link to this register. This edition preserves the source manual’s references; it does not claim that every referenced publication is a current rule or that a provider is engaged for a particular offering. Apply the source-review process in Appendix D.

66 sources — each opens externally in a new tab

• R01Regulation A: Guidance for Issuershttps://www.sec.gov/resources-small-businesses/small-business-compliance-guides/regulation-guidance-issuersOpen in new tab ↗
• R02Statement on Tokenized Securities - January 28, 2026https://www.sec.gov/newsroom/speeches-statements/corp-fin-statement-tokenized-securities-012826-statement-tokenized-securitiesOpen in new tab ↗
• R03Regulation Ahttps://www.sec.gov/resources-small-businesses/exempt-offerings/regulationOpen in new tab ↗
• R04sec.govhttps://www.sec.gov/resources-small-businesses/exempt-offerings/frequently-asked-questions-about-exempt-offeringsOpen in new tab ↗
• R05Statement on the Innovation Exemptionhttps://www.sec.gov/newsroom/speeches-statements/uyeda-statement-innovation-exemption-091726Open in new tab ↗
• R06Investor.govhttps://www.investor.gov/introduction-investing/general-resources/news-alerts/alerts-bulletins/investor-alerts/crypto-asset-securitiesOpen in new tab ↗
• R07USPTOhttps://www.uspto.gov/learning-and-resources/getting-startedOpen in new tab ↗
• R08USPTOhttps://www.uspto.gov/patents/basics/essentialsOpen in new tab ↗
• R09USPTOhttps://www.uspto.gov/trademarks/basics/trademark-patent-copyrightOpen in new tab ↗
• R10U.S. Copyright Officehttps://www.copyright.gov/what-is-copyright/Open in new tab ↗
• R11U.S. Copyright Officehttps://www.copyright.gov/title17/92chap2.htmlOpen in new tab ↗
• R12USPTOhttps://www.uspto.gov/ip-policy/trade-secret-policyOpen in new tab ↗
• R13uspto.govhttps://www.uspto.gov/web/offices/pac/mpep/s301.htmlOpen in new tab ↗
• R14U.S. Copyright Officehttps://www.copyright.gov/recordation/Open in new tab ↗
• R15USPTOhttps://www.uspto.gov/patents/basics/manageOpen in new tab ↗
• R16FASB Codificationhttps://asc.fasb.org/Open in new tab ↗
• R17storage.fasb.orghttps://storage.fasb.org/ITC%E2%80%94Recognition%20of%20Intangibles.pdfOpen in new tab ↗
• R18FASBhttps://storage.fasb.org/ASU%202025-06.pdfOpen in new tab ↗
• R19Investor.govhttps://www.investor.gov/introduction-investing/investing-basics/glossary/market-capitalizationOpen in new tab ↗
• R20FASBhttps://www.fasb.org/page/PageContent?pageId=%2Fprojects%2Frecently-completed-projects%2Faccounting-for-and-disclosure-of-crypto-assets.htmlOpen in new tab ↗
• R21Investor.govhttps://www.investor.gov/introduction-investing/general-resources/news-alerts/alerts-bulletins/investor-bulletins/what-areOpen in new tab ↗
• R22Investor.govhttps://www.investor.gov/introduction-investing/investing-basics/investment-products/stocksOpen in new tab ↗
• R23Investor.govhttps://www.investor.gov/introduction-investing/investing-basics/investment-products/bonds-or-fixed-income-productsOpen in new tab ↗
• R24LII / Legal Information Institutehttps://www.law.cornell.edu/ucc/9/9-203Open in new tab ↗
• R25LII / Legal Information Institutehttps://www.law.cornell.edu/ucc/9/9-310Open in new tab ↗
• R26LII / Legal Information Institutehttps://www.law.cornell.edu/ucc/9/9-322Open in new tab ↗
• R27uspto.govhttps://www.uspto.gov/web/offices/pac/mpep/s313.htmlOpen in new tab ↗
• R28wipo.inthttps://www.wipo.int/en/web/ip-commercialization/w/blog/how-to-set-intellectual-property-royalty-rates-in-a-licensing-agreementOpen in new tab ↗
• R29www3.wipo.inthttps://www3.wipo.int/wipogreen/docs/en/wipogreen_licensingchecklist_061216.pdfOpen in new tab ↗
• R30delcode.delaware.govhttps://delcode.delaware.gov/title8/c001/sc05/index.htmlOpen in new tab ↗
• R31Topic 3: Senior Securitieshttps://www.sec.gov/interps/account/sabcodet3.htmOpen in new tab ↗
• R32storage.fasb.orghttps://storage.fasb.org/fas160.pdfOpen in new tab ↗
• R33listingcenter.nasdaq.comhttps://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-5600-seriesOpen in new tab ↗
• R34sec.govhttps://www.sec.gov/newsroom/press-releases/2026-90-sec-issues-innovation-exemption-facilitate-trading-tokenized-nms-stock-request-commentOpen in new tab ↗
• R35Rule 5110 - Corporate Financing Rulehttps://www.finra.org/rules-guidance/rulebooks/finra-rules/5110Open in new tab ↗
• R36sec.govhttps://www.sec.gov/file/oasb-sbcfac-trascript-2505-508Open in new tab ↗
• R37Alternative Trading System (ATS) Listhttps://www.sec.gov/foia/frequently-requested-documents/alternative-trading-system-ats-listOpen in new tab ↗
• R38Investor.govhttps://www.investor.gov/introduction-investing/general-resources/news-alerts/alerts-bulletins/investor-bulletins/new-t1-settlement-cycle-what-investors-need-know-investor-bulletinOpen in new tab ↗
• R39Investor.govhttps://www.investor.gov/introduction-investing/general-resources/news-alerts/alerts-bulletins/investor-bulletins/crypto-asset-custody-basics-retail-investors-investor-bulletin-0Open in new tab ↗
• R40nyse.comhttps://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_2025_Annual_Guidance_Letter.pdfOpen in new tab ↗
• R41listingcenter.nasdaq.comhttps://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-5200-seriesOpen in new tab ↗
• R42Selective Disclosure and Insider Tradinghttps://www.sec.gov/rules-regulations/2000/08/selective-disclosure-insider-tradingOpen in new tab ↗
• R43Investor.govhttps://www.investor.gov/introduction-investing/getting-started/working-investment-professional/using-brokercheckOpen in new tab ↗
• R44Transfer Agentshttps://www.sec.gov/about/divisions-offices/division-trading-markets/transfer-agentsOpen in new tab ↗
• R45Search Filingshttps://www.sec.gov/search-filingsOpen in new tab ↗
• R46SEC.govhttps://www.sec.gov/resources-small-businesses/capital-raising-building-blocks/regulationOpen in new tab ↗
• R47FINRA.orghttps://www.finra.org/rules-guidance/guidance/reports/2024-finra-annual-regulatory-oversight-report/communication-with-publicOpen in new tab ↗
• R48FINRA.orghttps://www.finra.org/rules-guidance/key-topics/social-mediaOpen in new tab ↗
• R49Investor.govhttps://www.investor.gov/introduction-investing/investing-basics/glossary/beneficial-ownerOpen in new tab ↗
• R50Investor.govhttps://www.investor.gov/introduction-investing/investing-basics/glossaryOpen in new tab ↗
• R51Regulation A-Conditional Small Issues ...https://www.ecfr.gov/current/title-17/chapter-II/part-230/subject-group-ECFR68d879261fb42fbOpen in new tab ↗
• R52Securities Act Rules - Compliance and Disclosure Interpretationshttps://www.sec.gov/rules-regulations/staff-guidance/corporation-finance-interpretations/securities-act-rulesOpen in new tab ↗
• R53SEC Rules and Regulationshttps://www.sec.gov/rules-regulationsOpen in new tab ↗
• R54Nasdaq Listing Center - Rulebookhttps://listingcenter.nasdaq.com/rulebookOpen in new tab ↗
• R55BrokerCheckhttps://brokercheck.finra.org/Open in new tab ↗
• R56Rule 2210 - Communications with the Publichttps://www.finra.org/rules-guidance/rulebooks/finra-rules/2210Open in new tab ↗
• R57Rule 2210 Frequently Asked Questionshttps://www.finra.org/rules-guidance/guidance/faqs/advertising-regulationOpen in new tab ↗
• R58EDGAR Full-Text Searchhttps://www.sec.gov/edgar/search/Open in new tab ↗
• R59NYSE Regulation - Ruleshttps://www.nyse.com/regulation/rulesOpen in new tab ↗
• R60Continued Listinghttps://www.nyse.com/regulation/continued-listingOpen in new tab ↗
• R61NYSE Regulationhttps://www.nyse.com/regulation/initial-listingsOpen in new tab ↗
• R62FASB - Standardshttps://www.fasb.org/standardsOpen in new tab ↗
• R63FASB Accounting Standards Updateshttps://www.fasb.org/standards/accounting-standard-updatesOpen in new tab ↗
• R64Patent Assignment Searchhttps://assignmentcenter.uspto.gov/search/patentOpen in new tab ↗
• R65Trademark Assignment Searchhttps://assignmentcenter.uspto.gov/search/trademarkOpen in new tab ↗
• R66Patents Assignments: Change and Search Ownershiphttps://www.uspto.gov/patents/maintain/patents-assignments-change-search-ownershipOpen in new tab ↗